質問
2 questions scenarios.
Hi My name is saurav and i have 2 questions .
if i were to solicit investments from a investor on behalf of a
investment bank but i do not work for the bank but have a partner
ship agreement for every sale i made on there behalf do i or my
company needs a series 7/63 license to do this legally .
can i solicit investment from investor to buy bonds on the investors
behalf and manage the transaction with a b/d do i need to be licensed
.if no ?is there a workaround .
i know a investor and a bank who are looking for investor how can i
use this situation to win win on all sides can you draw a contract by
which we can do this ?
2nd question.
i have a client looking for home improvement licensed contractor and i
know one .
can i subcontract to provide service to the client without me or my
company having a license .
If you can help me work this 2 scenarios we can work on a fee
structure for us to work with.
Thanks and looking forward
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