do i need a license to solicit investment

Question

2 questions scenarios.

Hi My name is saurav and i have 2 questions .

if i were to solicit investments from a investor on behalf of a
investment bank but i do not work for the bank but have a partner
ship agreement for every sale i made on there behalf do i or my
company needs a series 7/63 license to do this legally .

can i solicit investment from investor to buy bonds on the investors
behalf and manage the transaction with a b/d do i need to be licensed
.if no ?is there a workaround .

i know a investor and a bank who are looking for investor how can i
use this situation to win win on all sides can you draw a contract by
which we can do this ?

2nd question.

i have a client looking for home improvement licensed contractor and i
know one .

can i subcontract to provide service to the client without me or my
company having a license .

If you can help me work this 2 scenarios we can work on a fee
structure for us to work with.

Thanks and looking forward

Answers: 0 public & 0 private

Recent questions

Do people really steal invention ideas?

I sometimes see questions on forums like Quora about how to stop people stealing your invention i...

4 5386 2
Is interpretation of known historical facts protectable under copyright law?

I am looking for useful sources on protecting copyright. I am in the process of writing a book ba...

3 6114 2
Fair Use and news feeds

What is the current wisdom on compiling news feeds on a third party website so far as copyright i...

1 3962 0
Looking for good patent firm

How to find a good patent firm to help me apply patent in USA

3 4320 2
What constitutes 'prior disclosure'?

This might be a silly question but I’m a bit confused by ‘prior disclosure’ as it applies to pate...

2 4823 1

Do you have a question about your invention or intellectual property?
Search the questions below or post your enquiry to one of our experts via Directory.
(User questions are no longer posted publicly on this page.)